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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-04-22
FL RA APPROVED 2026-02-13
NY RA APPROVED 2026-02-12
IL RA APPROVED 2026-02-11
NJ RA APPROVED 2026-02-11
  • PA RA
    APPROVED
    Since 2026-04-22
  • FL RA
    APPROVED
    Since 2026-02-13
  • NY RA
    APPROVED
    Since 2026-02-12
  • IL RA
    APPROVED
    Since 2026-02-11
  • NJ RA
    APPROVED
    Since 2026-02-11

Branch Locations

1476 Broad Street, Bloomfield, NJ 07003 • United States

336 Route 70 West 2Nd Floor, Marlton, NJ 08053 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Basking Ridge NJ 06/2019 12/2019
New York Life Saddle Brook NJ 04/2019 06/2019
Unemployed Caldwell NJ 10/2018 03/2019
Ks Capital Management Rochelle Park NJ 05/2018 08/2018
American Eagle Livingston NJ 09/2016 11/2018
Umemployed Caldwell NJ 09/2016 04/2018
Pruco Securities Llc Basking Ridge NJ 04/2020 05/2021
Unemployed Roseland NJ 12/2019 04/2020
The Prudential Insurance Company Of America Basking Ridge NJ 07/2020 05/2021
Unemployed Roseland NJ 06/2021 06/2021
Equitable Advisors, Llc New York NY 07/2021 11/2022
Td Bank N.A. West Caldwell NJ 11/2022 03/2023
Td Private Client Wealth Llc West Caldwell NJ 11/2022 03/2023
Td Bank N.A. Bernardsville NJ 04/2023 Present
Td Private Client Wealth Llc Bernardsville NJ 04/2023 Present
  • 06/2019 → 12/2019
    Pruco Securities Llc
    Basking Ridge, NJ
  • 04/2019 → 06/2019
    New York Life
    Saddle Brook, NJ
  • 10/2018 → 03/2019
    Unemployed
    Caldwell, NJ
  • 05/2018 → 08/2018
    Ks Capital Management
    Rochelle Park, NJ
  • 09/2016 → 11/2018
    American Eagle
    Livingston, NJ
  • 09/2016 → 04/2018
    Umemployed
    Caldwell, NJ
  • 04/2020 → 05/2021
    Pruco Securities Llc
    Basking Ridge, NJ
  • 12/2019 → 04/2020
    Unemployed
    Roseland, NJ
  • 07/2020 → 05/2021
    The Prudential Insurance Company Of America
    Basking Ridge, NJ
  • 06/2021 → 06/2021
    Unemployed
    Roseland, NJ
  • 07/2021 → 11/2022
    Equitable Advisors, Llc
    New York, NY
  • 11/2022 → 03/2023
    Td Bank N.A.
    West Caldwell, NJ
  • 11/2022 → 03/2023
    West Caldwell, NJ
  • 04/2023 → Present
    Td Bank N.A.
    Bernardsville, NJ
  • 04/2023 → Present
    Bernardsville, NJ
Other Businesses

DJ - DARIO POLCI POSITION: entertainment NATURE: Arts, Entertainment, and Recreation INVESTMENT RELATED: No NUMBER OF HOURS: Approximately 5 hours a week. START DATE: 05/01/2015 ADDRESS: 228 Eagle Rock Ave, Roseland NJ 07068, United States DESCRIPTION: entertainment

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-03-03
S63 Uniform Securities Agent State Law Examination 2020-01-16
  • S65 Uniform Investment Adviser Law Examination
    2023-03-03
  • S63 Uniform Securities Agent State Law Examination
    2020-01-16
Other Names
  • Dario Polci
  • Dario J Polci
  • Dario John Polci
  • Dario Valli

View on SEC IAPD

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