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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-04-22 |
| FL | RA | APPROVED | 2026-02-13 |
| NY | RA | APPROVED | 2026-02-12 |
| IL | RA | APPROVED | 2026-02-11 |
| NJ | RA | APPROVED | 2026-02-11 |
Branch Locations
1476 Broad Street, Bloomfield, NJ 07003 • United States
336 Route 70 West 2Nd Floor, Marlton, NJ 08053 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Basking Ridge | NJ | 06/2019 | 12/2019 |
| New York Life | Saddle Brook | NJ | 04/2019 | 06/2019 |
| Unemployed | Caldwell | NJ | 10/2018 | 03/2019 |
| Ks Capital Management | Rochelle Park | NJ | 05/2018 | 08/2018 |
| American Eagle | Livingston | NJ | 09/2016 | 11/2018 |
| Umemployed | Caldwell | NJ | 09/2016 | 04/2018 |
| Pruco Securities Llc | Basking Ridge | NJ | 04/2020 | 05/2021 |
| Unemployed | Roseland | NJ | 12/2019 | 04/2020 |
| The Prudential Insurance Company Of America | Basking Ridge | NJ | 07/2020 | 05/2021 |
| Unemployed | Roseland | NJ | 06/2021 | 06/2021 |
| Equitable Advisors, Llc | New York | NY | 07/2021 | 11/2022 |
| Td Bank N.A. | West Caldwell | NJ | 11/2022 | 03/2023 |
| Td Private Client Wealth Llc | West Caldwell | NJ | 11/2022 | 03/2023 |
| Td Bank N.A. | Bernardsville | NJ | 04/2023 | Present |
| Td Private Client Wealth Llc | Bernardsville | NJ | 04/2023 | Present |
DJ - DARIO POLCI POSITION: entertainment NATURE: Arts, Entertainment, and Recreation INVESTMENT RELATED: No NUMBER OF HOURS: Approximately 5 hours a week. START DATE: 05/01/2015 ADDRESS: 228 Eagle Rock Ave, Roseland NJ 07068, United States DESCRIPTION: entertainment
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 2020-01-16 |
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