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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-01-30
PA RA APPROVED 2024-01-30
NJ RA APPROVED 2024-01-18
  • NY RA
    APPROVED
    Since 2024-01-30
  • PA RA
    APPROVED
    Since 2024-01-30
  • NJ RA
    APPROVED
    Since 2024-01-18

Branch Locations

340 Franklin Street, Bloomfield, NJ 07003 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Diane Smith Insurance Agency Bloomfield NJ 06/2018 Present
State Farm Insurance Bloomington IL 01/2018 06/2018
Al Solutions Ramsey NJ 04/2014 01/2018
State Farm Vp Management Corp. Bloomfield NJ 07/2023 Present
State Farm Investment Management Corp Bloomfield NJ 07/2023 Present
  • 06/2018 → Present
    Diane Smith Insurance Agency
    Bloomfield, NJ
  • 01/2018 → 06/2018
    State Farm Insurance
    Bloomington, IL
  • 04/2014 → 01/2018
    Al Solutions
    Ramsey, NJ
  • 07/2023 → Present
    State Farm Vp Management Corp.
    Bloomfield, NJ
  • 07/2023 → Present
    Bloomfield, NJ
Previous Registrations
Other Businesses

1) DIANE SMITH's Insurance Agency; Investment-related; 340 FRANKLIN STREET, BLOOMFIELD, NJ 07003; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 06/01/2018; 80; 80; Service customers and supervise employees 2) SUBURBAN ESSEX CHAMBER OF COMMERCE; non-investment-related; 256 Broad Street, Room 2F, Bloomfield, NJ 07003; Volunteer Assoc.; Board Member; 06/01/2018; 1;0; A volunteer association of businesses and professional people, working together to nurture and enhance the growth and prosperity of the business community. 3) Bloomfield Center Alliance; non-investment-related; 330 Glenwood Ave. Suite 208, Bloomfield, NJ 07003; volunteer association; board member; 01/01/2020; 2;0; dedicated advocate for the downtown, the Bloomfield Center Alliance leverages its budget resources and relationships on behalf of its constituent members to bring about change that would not otherwise be possible 4) NATIONAL SALES NETWORK; non-investment-related; 3575 Piedmont Road NE Building 15, Suite 1510, Atlanta, GA 30305; board member; 01/01/2019; 1;0; Provide an opportunity for members to network and learn more about our key sponsors.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-09-23
  • S63 Uniform Securities Agent State Law Examination
    2023-09-23
Designations
Other Names
  • Diane Sheffield
  • Diane Fitzpatrick

View on SEC IAPD

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