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Current Employers
Vanderbilt Advisory Services

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-02-26
  • NY RA
    APPROVED
    Since 2022-02-26

Branch Locations

7067 E. Genesee Street, Fayeteville, NY 13066 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 04/2019 12/2020
Staples Clay NY 06/2009 03/2019
Vanderbilt Securities, Llc Fayeteville NY 02/2022 Present
Walgreens Chittenango NY 12/2020 06/2021
Huntington Learning Center Fayetteville NY 07/2021 01/2022
Institute For Sexuality Education & Enlightenment Tucson AZ 08/2021 Present
Petsmart Syracuse NY 05/2020 07/2021
Vanderbilt Advisory Services Fayeteville NY 02/2022 Present
  • 04/2019 → 12/2020
    New York, NY
  • 06/2009 → 03/2019
    Staples
    Clay, NY
  • 02/2022 → Present
    Vanderbilt Securities, Llc
    Fayeteville, NY
  • 12/2020 → 06/2021
    Walgreens
    Chittenango, NY
  • 07/2021 → 01/2022
    Huntington Learning Center
    Fayetteville, NY
  • 08/2021 → Present
    Institute For Sexuality Education & Enlightenment
    Tucson, AZ
  • 05/2020 → 07/2021
    Petsmart
    Syracuse, NY
  • 02/2022 → Present
    Fayeteville, NY
Previous Registrations
Other Businesses

Renting out our personal RV. Not investment related. Start date: 04/01/2024. Address: 212 Kenyon St, Chittenango NY, 13037. Title: Owner. Duties: I interact with people looking to rent our RV for short periods of time, I deliver the RV to their destination, collect any fees, maintain and clean the RV, respond to any emergencies during rental period, etc. Time spent during regular hours: 0%.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-21
  • S66 Uniform Combined State Law Examination
    2020-02-21
Other Names
  • Lisa M Daly
  • Lisa Daly
  • Lisa Daly Chasse
  • Lisa M Chassedaly
  • Lisa Chasse

View on SEC IAPD

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