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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-10 |
Branch Locations
13235 Us Route 11, Adams Center, NY 13606 • United States
7030 E Genesee Street Suite 208, Fayetteville, NY 13066 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities | East Syracuse | NY | 01/2006 | 06/2017 |
| Guardian Life Insurance Company Of America | East Syracuse | NY | 12/2005 | 06/2017 |
| Guardian Life Insurance | Syracuse | NY | 06/2017 | 07/2017 |
| Park Avenue Securities | Syracuse | NY | 06/2017 | 07/2017 |
| Cadaret, Grant & Co., Inc. | Adams Center And Fayetteville | NY | 07/2017 | 07/2025 |
| Lpl Financial Llc | Fayetteville | NY | 07/2025 | Present |
1.04/28/2025 -JENNIFER M VALLEY- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 05/01/2001- 10 Hours Per Month- 10 Hours During Trading 2. 04/28/2025- Team LLV LLC- Business Entity For Tax/Investment Purposes Only- INV Related- At Reported Business Location(s)- Start date 06/01/2020- 10 Hours Per Month 3. 04/28/2025-Uncommon Financial, Inc.- Business Entity For Tax/Investment Purposes Only- INV Related- At Reported Business Location(s)- Start date 12/01/2019- 40 Hours Per Month- 20 Hours During Trading 4. 9/26/2025 - Uncommon Financial Inc - DBA for LPL Business (entity for LPL business) - Inv rel - At reported business location(s) - Start date: 12/1/2019 - 200hrs/mnth 150hrs during Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-05-10 |
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