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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-07-10
  • NY RA
    APPROVED
    Since 2025-07-10

Branch Locations

13235 Us Route 11, Adams Center, NY 13606 • United States

7030 E Genesee Street Suite 208, Fayetteville, NY 13066 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Park Avenue Securities East Syracuse NY 01/2006 06/2017
Guardian Life Insurance Company Of America East Syracuse NY 12/2005 06/2017
Guardian Life Insurance Syracuse NY 06/2017 07/2017
Park Avenue Securities Syracuse NY 06/2017 07/2017
Cadaret, Grant & Co., Inc. Adams Center And Fayetteville NY 07/2017 07/2025
Lpl Financial Llc Fayetteville NY 07/2025 Present
  • 01/2006 → 06/2017
    Park Avenue Securities
    East Syracuse, NY
  • 12/2005 → 06/2017
    Guardian Life Insurance Company Of America
    East Syracuse, NY
  • 06/2017 → 07/2017
    Guardian Life Insurance
    Syracuse, NY
  • 06/2017 → 07/2017
    Park Avenue Securities
    Syracuse, NY
  • 07/2017 → 07/2025
    Cadaret, Grant & Co., Inc.
    Adams Center And Fayetteville, NY
  • 07/2025 → Present
    Fayetteville, NY
Previous Registrations
  • 2021-05-04 → 2025-07-10
    Cadaret, Grant & Co., Inc.
    Dewitt, NY
    Adams Center, NY
    Syracuse, NY
    Fayetteville, NY
    Syracuse, NY
Other Businesses

1.04/28/2025 -JENNIFER M VALLEY- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 05/01/2001- 10 Hours Per Month- 10 Hours During Trading 2. 04/28/2025- Team LLV LLC- Business Entity For Tax/Investment Purposes Only- INV Related- At Reported Business Location(s)- Start date 06/01/2020- 10 Hours Per Month 3. 04/28/2025-Uncommon Financial, Inc.- Business Entity For Tax/Investment Purposes Only- INV Related- At Reported Business Location(s)- Start date 12/01/2019- 40 Hours Per Month- 20 Hours During Trading 4. 9/26/2025 - Uncommon Financial Inc - DBA for LPL Business (entity for LPL business) - Inv rel - At reported business location(s) - Start date: 12/1/2019 - 200hrs/mnth 150hrs during Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-05-10
  • S63 Uniform Securities Agent State Law Examination
    2001-05-10
Other Names
  • Jennifer Marie Stein
  • Jennifer Marie Valley

View on SEC IAPD

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