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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-04-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Eustis | FL | 03/2019 | Present |
| United Southern Bank | Eustis | FL | 03/2017 | Present |
| Blackwater Inn / Williams Landing | Astor | FL | 01/2015 | 03/2017 |
1)08/16/2019 - USB Financial Services - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 08/2019 2)08/16/2019 - Notary - state of FL - inv rel - start: 06/2018 3) 6/10/2021 - USB Investment Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/11/2021 - 40 Hours Per Month/8 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-27 |
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