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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-18 |
| NY | RA | APPROVED | 2023-08-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Topping Rose House | Bridgehampton | NY | 08/2015 | 11/2016 |
| Td Bank | Elwood | NY | 11/2016 | 03/2019 |
| J.P. Morgan Securities Llc | Glen Cove | NY | 03/2019 | Present |
| Jpmorgan Chase Bank, N.A. | Glen Cove | NY | 03/2019 | Present |
| Fth Cards Llc | Huntington Station | NY | 06/2022 | 06/2023 |
| Pto Beverages Llc | Huntington Station | NY | 06/2025 | Present |
Entity Name: PTO Beverages LLC Investment related: No Address: 35 Ludlam St, Huntington Station, NY, 11746. No website currently. Nature of the other business: Food & Beverage Position/Title/Relationship: Owner/Partner Start Date: 06/07/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Non-alcoholic beverages, namely, functional beverages containing adaptogens, nootropics, vitamins, minerals, and natural stimulants for mood, focus, or energy enhancement; carbonated and non carbonated soft drinks; flavored waters; sparkling water; energy drinks; wellness shots
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 2019-05-17 |
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