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Current Employers
American Wealth Administration Group Llc

50 Glen Street Suite 101, Glen Cove, NY 11542 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2016-07-13
  • NJ RA
    APPROVED
    Since 2016-07-13

Branch Locations

50 Glen Street Suite 101, Glen Cove, NY 11542 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Purshe Kaplan Sterling Investments Albany NY 03/2016 06/2017
American Wealth Administration Group, Llc Westbury NY 03/2016 Present
Previous Registrations
  • 2014-01-15 → 2016-02-23
    United Advisors
    Boca Raton, FL
    Westminster, VT
  • 2010-09-21 → 2014-01-23
    Jericho, NY
    Great Neck, NY
    Jericho, NY
Other Businesses

1) American Wealth Administration Group, LLC. RIA. Investment related. 950 Jericho Turnpike, Suite 200, Westbury, NY. Chairman, CEO. 02/2016. 250 Hrs/Mo. Recruiting, Administration, Operations, Risk Control and Training. 2) SIFMA Stock Market Fame and Related Volunteer Programs-Investment related-SIFMA Foundation-120 Broadway, 36th Floor, NY, NY 10271-Educational trad association for Public-Volunteer-5/2016-6 hrs/mth-5 during trading hrs-Volunteers for SIFMA public educational programs sponsored by industry. 3) Butterfield Library/Westminster Institute Trustee. Not Investment Related. 3435 US-5, Westminster, VT 05158. Non Profit/Administrative. Trustee. 09/2016. 2 Hrs/Mo; 0 During Trading Hours. Oversee and Advise on Preservation and Maintenance of Building, Library, and use of Grounds. 4) Westminster Development Review Board. Not Investment Related. US Route 5, PO Box 147, Westminster, VT 05158. Municipal Government. Board Member. 10/2016. 2 Hrs/Mo; 0 During Trading Hours. Review and Consider Applications on Real Estate Proposals for Town of Westminster Vermont as it Relates to Westminster Interim Zoning Bylaws.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-06-10
  • S63 Uniform Securities Agent State Law Examination
    1996-06-10

View on SEC IAPD

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