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501 South Cherry Street 11Th Floor, Denver, CO 80246 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-07-08 |
| NJ | RA | APPROVED | 2020-03-03 |
Branch Locations
50 Glen Street Ste 218, Glen Cove, NY 11542 • United States
501 S Cherry Street 11Th Floor, Denver, CO 80246 • US
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret, Grant & Co., Inc. | Melville | NY | 12/2014 | 01/2017 |
| The Investment Center Inc | Glen Cove | NJ | 01/2017 | 01/2020 |
| Ic Advisory Services Inc | Glen Cove | NY | 01/2017 | 01/2020 |
| Sovereign Global Advisors, Llc | Kings Park | NY | 02/2020 | Present |
DBA POLARIS FINANCIAL GROUP, INC.SOLE PROPRIETOR. WEALTH MANAGEMENT, SALE OF SECURITIES, FIXED INCOME, ANNUITIES, LIFE INSURANCE. DEVOTE >60%. ANNUAL INCOME >60%.OWN > 60%ESTABLISHED 11/30/2017.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 2002-11-06 |
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