Best Investors
Account
Sign in
Best Investors
Account
Sign in
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-06-20 |
| TX | RA | APPROVED | 2019-06-20 |
Branch Locations
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Austin, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Washington | Seattle | WA | 09/2016 | 07/2017 |
| Amazon | Seattle | WA | 03/2017 | 08/2017 |
| U.S. Army National Guard | Buckley | WA | 08/2016 | 11/2019 |
| First Trust Portfolios L.P. | Wheaton | IL | 03/2019 | Present |
| First Trust Advisors L.P. | Wheaton | IL | 03/2019 | Present |
OTHER BUSINESS NAME: BRIEF BEFORE IMPACT (PODCAST). LOCATION: N/A. DIGITAL NATURE OF BUSINESS: GEOPOLITICAL PODCAST. POSITION OR TITLE: FOUNDER / ANCHOR. RESPONSIBILITIES: CREATION AND DISTRIBUTION OF THE CONTENT FOR THE PODCAST. INVESTMENT-RELATED: NO. HOURS PER MONTH (TOTAL/DURING MARKET HOURS): 12 TOTAL / NONE DURING MARKET HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 2019-05-14 |
Reach out to this advisor