Best Investors Account Sign in
Inactive

Stuart James Ashwood

Mai Capital Management, LLC

San Ramon, CA

Claim This Profile
Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-13
CA RA APPROVED 2023-01-05
  • TX RA
    APPROVED_RES
    Since 2026-04-13
  • CA RA
    APPROVED
    Since 2023-01-05

Branch Locations

6111 Bollinger Canyon Road Suite 300, San Ramon, CA 94583 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Four Points Advisors New York NY 04/2015 12/2022
Mirae Asset Wealth Management (Usa) Los Angeles CA 11/2021 02/2022
Mai Captial Management. Llc San Ramon CA 12/2022 Present
  • 04/2015 → 12/2022
    Four Points Advisors
    New York, NY
  • 11/2021 → 02/2022
    Mirae Asset Wealth Management (Usa)
    Los Angeles, CA
  • 12/2022 → Present
    Mai Captial Management. Llc
    San Ramon, CA
Previous Registrations
  • 2020-08-21 → 2023-01-03
    Four Points Advisors, Llc
    New York, NY
    Brentwood, CA
    Concord, CA
  • 2021-11-01 → 2022-02-07
    Mirae Asset Wealth Management (Usa) Inc.
    Brentwood, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-08-14
  • S65 Uniform Investment Adviser Law Examination
    2014-08-14
Other Names
  • Stuart Ashwood

View on SEC IAPD

Other Firms

BROOKER WEALTH MANAGEMENT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
EAGLE STRATEGIES LLC
INTEGRITY ALLIANCE, LLC.
INSIGHT WEALTH STRATEGIES, LLC
AUSPICIOUS FINANCIAL PLANNING, LLC
BRIDGEBAY FINANCIAL, INC.
CANNON BEACH FINANCIAL ADVISORS

Other Investors

SAMSON KAM LONG CHAN
NOLAN MITCHELL PARKER
SCOTT PATRICK KELLEY
Nathan Thomas Bennett
Donald Alan Ledoux
CODY CARL SMITH
Tyler Andrew Bailey
Daschel Elias Grammer

Other Offices

BROOKER WEALTH MANAGEMENT · San Ramon, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · San Ramon, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · San Ramon, CA
EAGLE STRATEGIES LLC · SAN RAMON, CA
EAGLE STRATEGIES LLC · SAN RAMON, CA
EAGLE STRATEGIES LLC · SAN RAMON, CA
EAGLE STRATEGIES LLC · SAN RAMON, CA
INTEGRITY ALLIANCE, LLC. · San Ramon, CA

More in San Ramon, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor