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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-16 |
| KY | RA | APPROVED | 2025-03-31 |
| OH | RA | APPROVED | 2025-03-31 |
Branch Locations
3805 Edwards Rd Rookwood Tower Ste 110 & Ste 600, Cincinnati, OH 45209-1900 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Cincinnati | OH | 03/2019 | 09/2024 |
| U.S. Bank | Florence | KY | 07/2016 | 11/2021 |
| Fidelity Investments | Cincinnati | OH | 10/2024 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-113715|OrgNmn:Poshmark|Org Addr:Erlanger,Kentucky,US|OBA Nature:Selling old/unwanted clothing|Invst Rel:N|Title:Reseller|Duties:Taking pictures of and listing old/unwanted clothing|StrtDt:09-02-24|TotHrs/mon:5|TrdHrs/mon:0|OBA-127568|OrgNmn:Stratton Mobile Home Park|Org Addr:Pikeville,Kentucky,US|OBA Nature:15 mobile homes that are rente|Invst Rel:Y|Title:Trustee|Duties:Rental management |StrtDt:02-17-26|TotHrs/mon:40|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 2019-11-06 |
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