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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-15 |
| IL | RA | APPROVED | 2012-08-30 |
Branch Locations
760 West Main Street Suite 200, Barrington, IL 60010 • United States
233 S Wacker Dr. Suite 8600, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Chicago | IL | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
1. NEXUS DENTISTRY IT IS NOT INVESTMENT RELATED 135 S. SYCAMORE ST. CENTRALIA, IL 62801 CONSULTANT TO COMPANY START DATE: 06/01/2009 40 HOURS A MONTH HOURS DURING SECURITIES TRADING HOURS, I DEVOTE ZERO AMOUNT OF TIME DURING THAT TIME.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 2006-01-11 |
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