Best Investors Account Sign in

Sara Katherine Roy

Edward Jones

St. Louis, MO

Arvada, CO

Claim This Profile
Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-08-19
  • CO RA
    APPROVED
    Since 2022-08-19

Branch Locations

12555 Manchester Road, St. Louis, MO 63131 • United States

Arvada, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Asset Management Inc New York NY 05/2011 06/2022
Jp Morgan Institutional Investments Inc New York NY 06/2011 06/2022
Edward Jones St Louis MO 06/2022 Present
  • 05/2011 → 06/2022
    Jpmorgan Asset Management Inc
    New York, NY
  • 06/2011 → 06/2022
    Jp Morgan Institutional Investments Inc
    New York, NY
  • 06/2022 → Present
    Edward Jones
    St Louis, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-31
  • S66 Uniform Combined State Law Examination
    2007-07-31
Designations
Other Names
  • Sara Katherine Roy
  • S K Allex
  • Sara Katherine Allex
  • S K Roy
  • Katherine Roy
  • S Katherine Roy
  • S Katherine Allex
  • S Katherine Roy

View on SEC IAPD

Other Firms

UNIVERSAL FINANCIAL ADVISORS, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
VESTGEN ADVISORS, LLC
FORTIFY WEALTH, INC.
CETERA INVESTMENT ADVISERS LLC
LPL FINANCIAL LLC
CREATIVEONE WEALTH, LLC
25 FINANCIAL

Other Investors

BRIAN CHRISTOPHER LOCK
WILLIAM BERNARD ALBAIR
Stephanie Louise Longanecker
GREGORY JOHN WOZNIAK
Grant Hunter Richars
ANTHONY DWAYNE RICH
Anna Marie Meurer
John Michael Laaker

Other Offices

UNIVERSAL FINANCIAL ADVISORS, LLC · ST. LOUIS, MO
EDWARD JONES · KIRKWOOD, MO
EDWARD JONES · KIRKWOOD, MO
EDWARD JONES · KIRKWOOD, MO
EDWARD JONES · Kirkwood, MO
STATE FARM INVESTMENT MANAGEMENT CORP. · Kirkwood, MO
VESTGEN ADVISORS, LLC · Kirkwood, MO
VESTGEN ADVISORS, LLC · Kirkwood, MO

More in St. Louis, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor