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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-08-09
  • CA RA
    APPROVED
    Since 2022-08-09

Branch Locations

757 Sutton Way, Grass Valley, CA 95945 • United States

1512 Eureka Rd 3Rd Fl [Ne-Rbo], Roseville, CA 95661 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Huntington Beach CA 10/2015 Present
Wells Fargo Clearing Services Llc Huntington Beach CA 03/2019 04/2021
Quality Nutrition Labs Llc Cerritos CA 06/2018 Present
Wells Fargo Clearing Services, Llc Huntington Beach CA 05/2022 Present
Other Businesses

QUALITY NUTRITION LABS/QN LABS , NON INVT RELATED, CERRITOS, CA, ACCTS PAYABLE, START DATE 7/18/2022, 24 HRS PER MONTH, 0 HRS DURING TRADING, DATA ENTRY INTO MICROSOFT WORD FILES. | SARAH STARTS; NOT INV RELATED; GRASS VALLEY,CA; SELLING VEGETABLES ;100% OWNERSHIP; START DATE: 07/25/2025; 4 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-08
S63 Uniform Securities Agent State Law Examination 2019-06-10
  • S66 Uniform Combined State Law Examination
    2022-08-08
  • S63 Uniform Securities Agent State Law Examination
    2019-06-10
Other Names
  • Sarah Pham

View on SEC IAPD

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