Best Investors Account Sign in
Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2008-02-06
  • OH RA
    APPROVED
    Since 2008-02-06

Branch Locations

4000 Smith Road Suite 300, Cincinnati, OH 45209 • United States

Cincinnati, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 04/2005 06/2020
Equitable Advisors, Llc New York NY 04/2005 Present
Other Businesses

1) Trustee to Mother's Trust 2) Alexander Donley, notary, State of OH, 8/2017, 1 hr month 3) Rhythm LLC, statutory agent, since 9/2020. 4) Partner of LLC, Triplecrown Wealth Management LLC, since 4/2021, 1 hour per month 5) Notary Public 6) Various Outside Insurance carrier appointments

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-10
  • S66 Uniform Combined State Law Examination
    2005-10-10

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Cincinnati, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor