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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2008-02-06 |
Branch Locations
4000 Smith Road Suite 300, Cincinnati, OH 45209 • United States
Cincinnati, OH • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 04/2005 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 04/2005 | Present |
1) Trustee to Mother's Trust 2) Alexander Donley, notary, State of OH, 8/2017, 1 hr month 3) Rhythm LLC, statutory agent, since 9/2020. 4) Partner of LLC, Triplecrown Wealth Management LLC, since 4/2021, 1 hour per month 5) Notary Public 6) Various Outside Insurance carrier appointments
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-10 |
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