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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-05-26
WY RA APPROVED 2020-05-11
  • TX RA
    APPROVED
    Since 2020-05-26
  • WY RA
    APPROVED
    Since 2020-05-11

Branch Locations

200 South Center Street, Casper, WY 82601-2524 • United States

Bar Nunn, WY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2019 05/2020
Greiner Ford Powered By Lithia Casper WY 04/2018 04/2019
Venture Technologies Casper WY 11/2003 03/2018
Town Of Bar Nunn Bar Nunn WY 01/2015 12/2022
Lifevantage Sandy UT 05/2017 01/2019
Rbc Capital Markets, Llc Casper WY 05/2020 Present
  • 04/2019 → 05/2020
    St Louis, MO
  • 04/2018 → 04/2019
    Greiner Ford Powered By Lithia
    Casper, WY
  • 11/2003 → 03/2018
    Venture Technologies
    Casper, WY
  • 01/2015 → 12/2022
    Town Of Bar Nunn
    Bar Nunn, WY
  • 05/2017 → 01/2019
    Lifevantage
    Sandy, UT
  • 05/2020 → Present
    Casper, WY
Previous Registrations
  • 2019-06-18 → 2020-05-13
    Bar Nunn, WY
    St Louis, MO
    Casper, WY
Other Businesses

NAME OF ENTITY: Excel Academy; ADDRESS: 500 S Jefferson St Casper, WY 82601 NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Non-Profit Private School; CAPACITY: Board of Directors; START DATE: 06/29/21; DUTIES: The school has ongoing building maintenance that needs to be done and the board discusses priority, need and costs of projects and what alternative solutions can be thought of in order to stretch the small budget. Regular expenditures that the board would discuss would include: maintenance, wages for staff, sub-contractors for projects/maintenance/construction, tuition costs required to fund the expenses for each school year. There are no investment accounts for the school and if investment accounts do become a reality, I would recuse myself from any involvement regarding those accounts or decisions. Assist with providing ideas for fundraising, cutting expenses, setting the priority for projects and maintenance items, listening to concerns or suggestions from parents, guardians, community members regarding the school; HOURS DEVOTED PER MONTH: Less than 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: None;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-17
  • S66 Uniform Combined State Law Examination
    2019-06-17

View on SEC IAPD

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