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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-07-28
TX RA APPROVED 2025-07-28
  • PA RA
    APPROVED
    Since 2025-07-28
  • TX RA
    APPROVED
    Since 2025-07-28

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard, Group, Inc. Malvern PA 03/2020 08/2020
Randstad Malvern PA 04/2019 03/2020
Suraya Philadelphia PA 06/2018 03/2019
Waverly Heights Gladwyne PA 05/2018 06/2018
Root Philadelphia PA 03/2017 05/2018
Wm. Mulherins & Sons Philadelphia PA 12/2016 03/2017
Abe Fisher Philadelphia PA 11/2016 12/2016
La Calaca Feliz Philadelphia PA 01/2015 10/2016
The Vanguard, Group, Inc. Malvern PA 08/2020 Present
Vanguard Marketing Corporation Malvern PA 08/2020 Present
Vanguard Advisers, Inc. Malvern PA 07/2025 Present
  • 03/2020 → 08/2020
    The Vanguard, Group, Inc.
    Malvern, PA
  • 04/2019 → 03/2020
    Randstad
    Malvern, PA
  • 06/2018 → 03/2019
    Suraya
    Philadelphia, PA
  • 05/2018 → 06/2018
    Waverly Heights
    Gladwyne, PA
  • 03/2017 → 05/2018
    Root
    Philadelphia, PA
  • 12/2016 → 03/2017
    Wm. Mulherins & Sons
    Philadelphia, PA
  • 11/2016 → 12/2016
    Abe Fisher
    Philadelphia, PA
  • 01/2015 → 10/2016
    La Calaca Feliz
    Philadelphia, PA
  • 08/2020 → Present
    The Vanguard, Group, Inc.
    Malvern, PA
  • 08/2020 → Present
    Vanguard Marketing Corporation
    Malvern, PA
  • 07/2025 → Present
    Malvern, PA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-09-17
  • S63 Uniform Securities Agent State Law Examination
    2020-09-17
Designations
Other Names
  • Andrew Moose

View on SEC IAPD

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