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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-02-29 |
| AZ | RA | APPROVED | 2023-05-23 |
| TX | RA | APPROVED | 2023-05-22 |
Branch Locations
14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc | Scottsdale | AZ | 07/2021 | Present |
| Rio Americano High School | Sacramento | CA | 08/2013 | 05/2017 |
| Adecco Staffing Agency | Sacramento | CA | 06/2017 | 08/2017 |
| Arden Park Soccer Club | Roseville | CA | 08/2011 | 08/2018 |
| Kelly Services | Roseville | CA | 06/2018 | 08/2018 |
| California State University, Chico | Chico | CA | 02/2018 | 09/2018 |
| Arden Park Recreation And Park District | Sacramento | CA | 05/2019 | 08/2020 |
| Interwest Insurance Services, Llc | Sacramento | CA | 05/2020 | 08/2020 |
| Sushi Kakogan | Rocklin | CA | 06/2020 | 08/2020 |
| Parkside Taphouse | Chico | CA | 08/2020 | 10/2020 |
| Self-Employed | Chico | CA | 01/2019 | 02/2021 |
| 5Th Street Steakhouse | Chico | CA | 10/2020 | 04/2021 |
| California State University, Chico | Chico | CA | 08/2017 | 05/2021 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 07/2021 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 05/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 2021-09-07 |
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