Best Investors Account Sign in

Nicholas John Klug

Edward Jones

Chaska, MN

Claim This Profile
Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-11-01
  • MN RA
    APPROVED
    Since 2023-11-01

Branch Locations

148 Pioneer Trail, Chaska, MN 55318 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 08/2023 Present
Examination Resources, Llc Atlanta GA 04/2021 08/2023
Ameriprise Financial Services, Inc. Minneapolis MN 02/2019 04/2021
Insurance Logic Inc. Pike Road AL 04/2012 02/2019
  • 08/2023 → Present
    Edward Jones
    St Louis, MO
  • 04/2021 → 08/2023
    Examination Resources, Llc
    Atlanta, GA
  • 02/2019 → 04/2021
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 04/2012 → 02/2019
    Insurance Logic Inc.
    Pike Road, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-30
  • S66 Uniform Combined State Law Examination
    2023-10-30
Other Names
  • Nicholas Klug

View on SEC IAPD

Other Firms

NEWEDGE ADVISORS
STATE FARM INVESTMENT MANAGEMENT CORP.
LPL FINANCIAL LLC
J.P. MORGAN SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC
OSAIC WEALTH, INC.
THRIVENT INVESTMENT MANAGEMENT INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Other Investors

MATTHEW D HAND
GEOFFREY SEAN HANSEN
Matthew Robert Lorenz
Rebekah May Triethart Johnson
William Beardmore
Doan N Trinh
STEVEN RICHARD DOW
NATHAN RILEY HERMANSON

Other Offices

NEWEDGE ADVISORS · Chaska, MN
STATE FARM INVESTMENT MANAGEMENT CORP. · Chaska, MN
NEWEDGE ADVISORS · Chaska, MN
LPL FINANCIAL LLC · CHASKA, MN
J.P. MORGAN SECURITIES LLC · Chaska, MN
WELLS FARGO CLEARING SERVICES, LLC · CHASKA, MN
LPL FINANCIAL LLC · CHASKA, MN
OSAIC WEALTH, INC. · CHASKA, MN

More in Chaska, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor