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858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-04-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Golden Valley | MN | 07/2017 | 02/2021 |
| Tempo Investment Advisors | Victoria | MN | 05/2017 | 08/2017 |
| Eide Bailly Llp | Mankato | MN | 11/2016 | 04/2017 |
| Msu Mankato | Mankato | MN | 08/2013 | 12/2017 |
| Lpl Financial, Llc | Chaska | MN | 02/2021 | Present |
| Newedge Advisors, Llc (Gwm Advisors, Llc) | Chaska | MN | 02/2021 | Present |
1. 3/16/2021 - GSH ASSET MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 3/24/2021 - GWM Advisors, LLC - DBA: (Hybrid) GSH Asset Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Registered Admin. - Started 02/01/2021 - 160 Hours Per Month/8 Hours During Securities Trading. 3. 2/9/2022 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Registered Admin. - Start Date: 02/01/2021 - 160 Hours Per Month/8 Hours During Securities Trading - I provide administrative support to NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 2/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 2/9/2023 - Lions Club of Victoria - Investment Related - 7999 Victoria Dr Victoria, MN 55386 - Outside/W-2 Employment - Start Date - 02/01/2023 - 6 Hours Per Month/0 Hours During Securities Trading 5. 2/28/2023 - Reach For Me Network - Not Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Start Date - 02/01/2023 - 30 Hours Per Month/0 Hours During Securities Trading. 6. 09/17/2024 - North Edge Wealth -DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/15/2024 - 160 Hours Per Month/ 6 Hours During Trading 7) 04/03/2025 - None - Investment Related - Other - Notary- None - Star Date: 01/30/2025 - 1 Hrs/Mth - 1 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-26 |
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