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Jack Doney

Ubs Financial Services Inc.

Seattle, WA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-12-12
WA RA APPROVED 2023-11-28
  • TX RA
    APPROVED
    Since 2023-12-12
  • WA RA
    APPROVED
    Since 2023-11-28

Branch Locations

925 Fourth Avenue 31St & 32Nd Floor, Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Seattle WA 09/2020 07/2021
Mml Investor Services Seattle WA 03/2021 07/2021
Nordstrom Lynnwood WA 05/2017 01/2019
Northwestern Mutual Seattle WA 06/2019 11/2019
Washington State University Pullman WA 08/2016 05/2020
Northwestern Mutual Investment Services Llc Seattle WA 06/2019 11/2019
Jpmorgan Chase Bank, N.A. Seattle WA 07/2021 11/2023
J.P. Morgan Securities Llc Seattle WA 07/2021 11/2023
Unemployed Mill Creek WA 06/2020 08/2020
Ubs Financial Services Seattle WA 11/2023 Present
  • 09/2020 → 07/2021
    Massmutual Life Insurance Company
    Seattle, WA
  • 03/2021 → 07/2021
    Mml Investor Services
    Seattle, WA
  • 05/2017 → 01/2019
    Nordstrom
    Lynnwood, WA
  • 06/2019 → 11/2019
    Northwestern Mutual
    Seattle, WA
  • 08/2016 → 05/2020
    Washington State University
    Pullman, WA
  • 06/2019 → 11/2019
    Northwestern Mutual Investment Services Llc
    Seattle, WA
  • 07/2021 → 11/2023
    Jpmorgan Chase Bank, N.A.
    Seattle, WA
  • 07/2021 → 11/2023
    J.P. Morgan Securities Llc
    Seattle, WA
  • 06/2020 → 08/2020
    Unemployed
    Mill Creek, WA
  • 11/2023 → Present
    Ubs Financial Services
    Seattle, WA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-10-09
S63 Uniform Securities Agent State Law Examination 2021-05-27
  • S65 Uniform Investment Adviser Law Examination
    2021-10-09
  • S63 Uniform Securities Agent State Law Examination
    2021-05-27
Other Names
  • Jack Benton Doney

View on SEC IAPD

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Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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