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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2022-10-04 |
Branch Locations
75 Valencia Avenue, Suite 200, Coral Gables, FL 33134 • United States
475 Springfield Ave, Summit, NJ 07901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Patrick R Barker | Boston | MA | 04/2019 | 03/2020 |
| Toast Inc | Boston | MA | 06/2017 | 03/2019 |
| Patrick R Barker | Boston | MA | 04/2019 | 07/2019 |
| Bates College | Lewiston | ME | 01/2013 | 05/2017 |
| Knoth Construction | Portland | ME | 05/2010 | 06/2017 |
| Northwestern Mutual Investment Services Llc | Boston | MA | 07/2019 | 03/2020 |
| John Hancock | Boston | MA | 05/2020 | 03/2022 |
| John Hancock Distributors Llc | Boston | MA | 09/2020 | 03/2022 |
| Amundi Us, Inc. | Boston | MA | 04/2022 | 08/2022 |
| Brandon Brokerage | Coral Gables | FL | 08/2022 | Present |
| The Leaders Group Inc | Littleton | CO | 09/2022 | Present |
1.) BRANDON BROKERAGE - 8/28/2022 - 300 Sevilla Avenue, Suite 311, Coral Gables, FL 33134 - VP of Senior Case Design, Clerical, Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) TLG ADVISORS INC - 9/19/2022 - 475 Springfield Avenue, Summit, NJ 07901 - IAR Rep, Invt Rel, RA business, 0 hrs/mo; 0 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 2020-01-17 |
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