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Current Employers
Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-10-04
  • MA RA
    APPROVED
    Since 2022-10-04

Branch Locations

75 Valencia Avenue, Suite 200, Coral Gables, FL 33134 • United States

475 Springfield Ave, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Patrick R Barker Boston MA 04/2019 03/2020
Toast Inc Boston MA 06/2017 03/2019
Patrick R Barker Boston MA 04/2019 07/2019
Bates College Lewiston ME 01/2013 05/2017
Knoth Construction Portland ME 05/2010 06/2017
Northwestern Mutual Investment Services Llc Boston MA 07/2019 03/2020
John Hancock Boston MA 05/2020 03/2022
John Hancock Distributors Llc Boston MA 09/2020 03/2022
Amundi Us, Inc. Boston MA 04/2022 08/2022
Brandon Brokerage Coral Gables FL 08/2022 Present
The Leaders Group Inc Littleton CO 09/2022 Present
  • 04/2019 → 03/2020
    Patrick R Barker
    Boston, MA
  • 06/2017 → 03/2019
    Toast Inc
    Boston, MA
  • 04/2019 → 07/2019
    Patrick R Barker
    Boston, MA
  • 01/2013 → 05/2017
    Bates College
    Lewiston, ME
  • 05/2010 → 06/2017
    Knoth Construction
    Portland, ME
  • 07/2019 → 03/2020
    Northwestern Mutual Investment Services Llc
    Boston, MA
  • 05/2020 → 03/2022
    John Hancock
    Boston, MA
  • 09/2020 → 03/2022
    John Hancock Distributors Llc
    Boston, MA
  • 04/2022 → 08/2022
    Amundi Us, Inc.
    Boston, MA
  • 08/2022 → Present
    Brandon Brokerage
    Coral Gables, FL
  • 09/2022 → Present
    The Leaders Group Inc
    Littleton, CO
Previous Registrations
  • 2022-05-17 → 2022-08-26
    Amundi Asset Management Us, Inc.
    Boston, MA
Other Businesses

1.) BRANDON BROKERAGE - 8/28/2022 - 300 Sevilla Avenue, Suite 311, Coral Gables, FL 33134 - VP of Senior Case Design, Clerical, Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) TLG ADVISORS INC - 9/19/2022 - 475 Springfield Avenue, Summit, NJ 07901 - IAR Rep, Invt Rel, RA business, 0 hrs/mo; 0 hrs/mo (during trading hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-10
S63 Uniform Securities Agent State Law Examination 2020-01-17
  • S65 Uniform Investment Adviser Law Examination
    2022-05-10
  • S63 Uniform Securities Agent State Law Examination
    2020-01-17
Other Names
  • Peabo Knoth
  • Peder Benjamin Knoth
  • Peabo Knoth

View on SEC IAPD

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