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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-01-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jet Program | Alzuwakamatsu, Fukushima-Ken | 07/2016 | 07/2017 | |
| Mizuki Preschool | Alzuwakamatsu, Fukushima-Ken, Japan | 08/2017 | 06/2018 | |
| N/A | Alzuwakamatsu | 07/2018 | 08/2018 | |
| Vivability Ltd. | Bathurst, New South Wales | 09/2018 | 02/2019 | |
| Nestor Financial Network | Milford | CT | 03/2019 | Present |
| Commonwealth Financial Network | Waltham | MA | 01/2020 | Present |
1. Fixed insurance sales; Located at 759 Boston Post Road Milford, CT 06460, as of 1/18/2023; 10% of time spent during business hours; Conducted at branch location; Investment related. 2. Participant, User Interviews, consumer research platform; Located in West Haven, CT, as of 11/01/2025; 0% of time spent during business hours; Not Conducted at branch location; Not Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-01-15 |
| S63 | Uniform Securities Agent State Law Examination | 2020-08-28 |
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