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Tarannum Sara Shams

Wells Fargo Clearing Services, LLC

Fort Worth, TX

Bedford, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-10-08
  • TX RA
    APPROVED
    Since 2019-10-08

Branch Locations

201 Main St 4Th Fl [Tg-Rbo], Fort Worth, TX 76102 • United States

3005 Highway 121, Bedford, TX 76021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Bedford TX 01/2015 Present
Wells Fargo Clearing Services, Llc Bedford TX 03/2019 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-10-08
S63 Uniform Securities Agent State Law Examination 2019-09-16
  • S65 Uniform Investment Adviser Law Examination
    2019-10-08
  • S63 Uniform Securities Agent State Law Examination
    2019-09-16
Other Names
  • Tarannum Tasnim Sara
  • Tarannum Shams

View on SEC IAPD

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