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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-07-18 |
| FL | RA | APPROVED | 2019-06-04 |
Branch Locations
3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States
1800 Sw Gatlin Blvd Ci Relationship Management, Port Saint Lucie, FL 34953 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Port Saint Lucie | FL | 03/2019 | Present |
| Bank Of America, N.A. | Port Saint Lucie | FL | 03/2019 | Present |
| Pinnacle Associatin Management | Port St Lucie | FL | 11/2010 | 03/2019 |
| Coldwell Banker | Port Saint Lucie | FL | 06/2003 | 03/2019 |
I*1786257Entity Type: N/AName of OBA: Rental Property 1Address:PORT SAINT LUCIE, FLInvestment Related:NoPosition, Title, Association:Co-owner with other family membersStart Date:04/30/2024No Hours: 30 YearlyNo Hours during trading:0Duties:N/AI*2616258, Entity Type: , Name of OBA: G R M ESTATE, Address: PORT SAINT LUCIE, Florida, 34952, Investment Related: N, Position, Title, Association: Executor, Employee State Date: 07/07/2025, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties:I*2782272, Entity Type, Name of OBA: G M TRUST Address:PORT SAINT LUCIEFlorida34952 Investment Related: No Position, Title, Association:Trustee Employee Start Date:12/09/2024 No Hours: 1 weekly No Hours during trading:0 Duties: I*4642297 Entity Type: N/A Name of OBA: Rental Property - 01-Jun-26 - 1 Address: FORT PIERCE, Florida, 34950 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 05/01/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0, Monthly Duties: N/A
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-31 |
| S65 | Uniform Investment Adviser Law Examination | 2007-09-20 |
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