Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-07-18
FL RA APPROVED 2019-06-04
  • TX RA
    APPROVED_RES
    Since 2019-07-18
  • FL RA
    APPROVED
    Since 2019-06-04

Branch Locations

3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States

1800 Sw Gatlin Blvd Ci Relationship Management, Port Saint Lucie, FL 34953 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Port Saint Lucie FL 03/2019 Present
Bank Of America, N.A. Port Saint Lucie FL 03/2019 Present
Pinnacle Associatin Management Port St Lucie FL 11/2010 03/2019
Coldwell Banker Port Saint Lucie FL 06/2003 03/2019
  • 03/2019 → Present
    Port Saint Lucie, FL
  • 03/2019 → Present
    Bank Of America, N.A.
    Port Saint Lucie, FL
  • 11/2010 → 03/2019
    Pinnacle Associatin Management
    Port St Lucie, FL
  • 06/2003 → 03/2019
    Coldwell Banker
    Port Saint Lucie, FL
Other Businesses

I*1786257Entity Type: N/AName of OBA: Rental Property 1Address:PORT SAINT LUCIE, FLInvestment Related:NoPosition, Title, Association:Co-owner with other family membersStart Date:04/30/2024No Hours: 30 YearlyNo Hours during trading:0Duties:N/AI*2616258, Entity Type: , Name of OBA: G R M ESTATE, Address: PORT SAINT LUCIE, Florida, 34952, Investment Related: N, Position, Title, Association: Executor, Employee State Date: 07/07/2025, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties:I*2782272, Entity Type, Name of OBA: G M TRUST Address:PORT SAINT LUCIEFlorida34952 Investment Related: No Position, Title, Association:Trustee Employee Start Date:12/09/2024 No Hours: 1 weekly No Hours during trading:0 Duties: I*4642297 Entity Type: N/A Name of OBA: Rental Property - 01-Jun-26 - 1 Address: FORT PIERCE, Florida, 34950 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 05/01/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0, Monthly Duties: N/A

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-31
S65 Uniform Investment Adviser Law Examination 2007-09-20
  • S66 Uniform Combined State Law Examination
    2019-05-31
  • S65 Uniform Investment Adviser Law Examination
    2007-09-20
Other Names
  • Michael Modica
  • Michael Anthony Modica
  • Michael A. Modica

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Riverside, RI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor