Kenneth Kochiss

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2023-11-01

Branch Locations

Salt Lake City, UT • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Fairfield	CT	04/2019	08/2022
Heritage Capital	Woodbridge	CT	06/2017	04/2019
University Of Connecticut	Storrs	CT	01/2017	06/2017
Chemwerth	Woodbridge	CT	12/2016	01/2017
Full-Time Education	Storrs	CT	02/2009	12/2016
Bank Of America, N.A.	Fairfield	CT	05/2019	08/2022
Empower Financial Services, Inc	Greenwood Village	CO	08/2022	Present

04/2019 → 08/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fairfield, CT
06/2017 → 04/2019

Heritage Capital

Woodbridge, CT
01/2017 → 06/2017

University Of Connecticut

Storrs, CT
12/2016 → 01/2017

Chemwerth

Woodbridge, CT
02/2009 → 12/2016

Full-Time Education

Storrs, CT
05/2019 → 08/2022

Bank Of America, N.A.

Fairfield, CT
08/2022 → Present

Empower Financial Services, Inc

Greenwood Village, CO

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-08-01

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