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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-10-28 |
| MN | RA | APPROVED | 2019-07-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | St. Paul | MN | 03/2019 | Present |
| Jpb Llc | Stillwater | MN | 04/2015 | 03/2019 |
| Bank Of America, N.A. | St. Paul | MN | 04/2019 | Present |
Landsvagar Farm, LLC. Not investment related. I started the company on 04/2015. It is a small tree farm located on the property owned by my spouse, K. Y. and I surrounding our home (we own 4 parcels at 10000 Grant, MN 55082). I am the sole member and president of Landsvagar Farm, LLC. It has had no income yet. I spend 1-2 hours per month on weekends and 0 hours during trading hours maintaining land and planting. I*128971 For profit or not for profit: For-Profit Organization Name of outside business organization: Yocum Properties, LLC Investment related: Y Address of business: LAKE ELMO, Minnesota 55042 Nature of business: LLC, Position, title, association: Officer, Start date of relationship: 12/31/2019 Number of hours devoted: 10 hours Annually Number of hours devoted during trading hours: 2 Duties: I am a board of governors member of Yocum Properties LLC and am an officer of the company (Manager). The company owns a limited partnership stake in SouthMetro Centers I Limited Partnership and may own other investment properties in the future.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-27 |
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