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Alejandro Gualy

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Worth, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-09-10
  • TX RA
    APPROVED
    Since 2020-09-10

Branch Locations

4200 Amon Carter Blvd Ci Client Services, Fort Worth, TX 76155 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 03/2019 Present
Bank Of America, N.A. Dallas TX 03/2019 Present
Unemployed Katy TX 12/2018 03/2019
Texas A&M Corpus Christi Corpus Christi TX 08/2014 12/2018
Shell Katy TX 06/2018 08/2018
Global Process Consulting Katy TX 12/2018 03/2019
  • 03/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Dallas, TX
  • 03/2019 → Present
    Bank Of America, N.A.
    Dallas, TX
  • 12/2018 → 03/2019
    Unemployed
    Katy, TX
  • 08/2014 → 12/2018
    Texas A&M Corpus Christi
    Corpus Christi, TX
  • 06/2018 → 08/2018
    Shell
    Katy, TX
  • 12/2018 → 03/2019
    Global Process Consulting
    Katy, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-09
  • S66 Uniform Combined State Law Examination
    2020-09-09

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Fort Worth, TX
M2G VENTURES LLC · FORT WORTH, TX
ACHELION CAPITAL MANAGEMENT, LLC · FORT WORTH, TX
J.P. MORGAN SECURITIES LLC · FT. WORTH, TX
GOOD LIFE PRIVATE WEALTH, LLC · FORT WORTH, TX
SELADOR CAPITAL MANAGEMENT, LP · FT. WORTH, TX
INDEPENDENCE SQUARE HOLDINGS, LLC · Fort Worth, TX
EAGLE STRATEGIES LLC · FORT WORTH, TX

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