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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-08-27 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Redding | CA | 01/2016 | Present |
| Bank Of America, N.A. | Redding | CA | 06/2019 | Present |
I*776242Entity Type; Rental Property Name of outside business organization: Rental Property 1Investment related: NoAddress of business: Redding, California, 96001Position, title, association: Sole ownerStart date of relationship: 4/1/2022Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Sole owner. rental property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-23 |
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