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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2019-07-01
  • AL RA
    APPROVED
    Since 2019-07-01

Branch Locations

569 Brookwood Vlg, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Birmingham AL 03/2019 Present
Alabama Army National Guard, 20Th Sfg(A) Birmingham AL 03/2019 03/2019
United States Army, Active Duty Eglin Air Force Base FL 05/2005 02/2019
Bank Of America, N.A. Birmingham AL 05/2019 Present
  • 03/2019 → Present
    Birmingham, AL
  • 03/2019 → 03/2019
    Alabama Army National Guard, 20Th Sfg(A)
    Birmingham, AL
  • 05/2005 → 02/2019
    United States Army, Active Duty
    Eglin Air Force Base, FL
  • 05/2019 → Present
    Bank Of America, N.A.
    Birmingham, AL
Other Businesses

I*3408 For profit or not for profit: Governmental or Public Purpose Entity Name of outside business organization: United States Army Reserve Sustainment Command Investment related: N Address of business Birmingham, Alabama 35209 Nature of business: United States Army Reserve Unit Position, title, association: Staff Officer, Major, Start date of relationship: 2/22/2020 Number of hours devoted: 16 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Continue federal military service, reserve status.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-28
  • S66 Uniform Combined State Law Examination
    2019-06-28
Other Names
  • Andrew Taylor

View on SEC IAPD

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