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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-08-01
CT RA APPROVED 2019-06-25
  • TX RA
    APPROVED
    Since 2019-08-01
  • CT RA
    APPROVED
    Since 2019-06-25

Branch Locations

1414 Massachusetts Ave, Cambridge, MA 02138 • United States

1414 Massachusetts Ave, Cambridge, MA 02138 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 11/2016 Present
Premier Pallet Llc Holbrook MA 06/2015 11/2016
Bridgewater State University Bridgewater MA 09/2011 12/2016
Bank Of America, N.A. Boston MA 11/2016 Present
  • 11/2016 → Present
    Boston, MA
  • 06/2015 → 11/2016
    Premier Pallet Llc
    Holbrook, MA
  • 09/2011 → 12/2016
    Bridgewater State University
    Bridgewater, MA
  • 11/2016 → Present
    Bank Of America, N.A.
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-24
  • S66 Uniform Combined State Law Examination
    2019-06-24

View on SEC IAPD

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