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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-03 |
| CA | RA | APPROVED | 2012-01-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfg | Modesto | CA | 11/2004 | Present |
| Notary Public | Modesto | CA | 06/2006 | Present |
| Transamerica Financial Advisors, Inc | Modesto | CA | 01/2012 | Present |
| Turlock Pregnancy And Health Center | Turlock | CA | 02/2019 | Present |
| Lspn Pro Llc | Lindon | UT | 04/2023 | Present |
| Champion Health, Inc. | Scottsdale | AZ | 07/2023 | 01/2026 |
| Wealthwave | Modesto | CA | 01/2016 | Present |
| Super Patch Hq | Mississauga | 10/2024 | 01/2026 | |
| Inheritguard, Llc | Sheridan | WY | 10/2024 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. LSPN PRO, LLC | 03/2023 | investment related | marketing | Lindon, Utah Turlock Pregnancy and Health Center / 0119-Present / Investment Related: No /134 Regis St. Turlock, CA 95382 / Board Member / Medical Clinic / Hrs. Work Monthly: 3 / Sec Trading Hrs.: 0 / Meet once a month with the board to oversee the center NOTARY PUBLIC/no/Modesto,CA/Notary Public 6/2006/5/0/Notary Publix service strictly for outside use of WFG/TFA WEALTHWAVE \\ POSITION: null NATURE: Marketing INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2016 \\ ADDRESS: 1314 G St, Modesto CA 95354 \\ DESCRIPTION: Co-Brand INHERITGUARD, LLC POSITION: none NATURE: Providing bundled professional servies with emphasis on estate planning services INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 10/10/2024 ADDRESS: 30 N Gould Street, Sheridan WY 82801, United States DESCRIPTION: Client communications, follow up with client issues, provide education on estate planning issues, schedule appointments.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-23 |
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