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Monica Malta

Charles Schwab & Co., Inc.

Coral Gables, FL

Orlando, FL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-10-28
NY RA APPROVED 2022-04-18
NJ RA APPROVED 2020-09-10
  • FL RA
    APPROVED
    Since 2025-10-28
  • NY RA
    APPROVED
    Since 2022-04-18
  • NJ RA
    APPROVED
    Since 2020-09-10

Branch Locations

1 Alhambra Plaza Suite 950, Coral Gables, FL 33134 • United States

1958/1950/1991/2001 Summit Park Dr. Orlando Campus, Orlando, FL 32810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Coral Gables FL 03/2019 Present
Charles Schwab Bank, Ssb Coral Gables FL 03/2019 Present
Law Offices Of Jerome M. Douglas Hawthorne NJ 11/2016 12/2018
Prada New York NY 06/2015 11/2016
Td Ameritrade Inc. Paramus NJ 05/2023 06/2024
  • 03/2019 → Present
    Charles Schwab & Co., Inc.
    Coral Gables, FL
  • 03/2019 → Present
    Charles Schwab Bank, Ssb
    Coral Gables, FL
  • 11/2016 → 12/2018
    Law Offices Of Jerome M. Douglas
    Hawthorne, NJ
  • 06/2015 → 11/2016
    Prada
    New York, NY
  • 05/2023 → 06/2024
    Td Ameritrade Inc.
    Paramus, NJ
Other Businesses

1) Wanaque Rental Property | Investment Related:No|6 Stanley Way|Wanaque|NJ|07465|USA|Real Estate (Non-Agent/Broker)|Landlord|10/1/2025|Less than 20|1|None, maintenance of my home in NJ will be done by a friend who is local.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-09
  • S66 Uniform Combined State Law Examination
    2020-09-09
Other Names
  • Monica K Malta
  • Monica K Pesantez
  • Monica Stevens

View on SEC IAPD

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ACCUMULATOR OPERATIONS LLC
021 INVESTMENTS LLC
VIM WEALTH MANAGEMENT, LLC
CETERA INVESTMENT ADVISERS LLC
AMERANT INVESTMENTS, INC.

Other Investors

MIGUEL ANGEL VIYELLA
SONNIA VIYELLA
SERGIO MARISCAL LOZANO
Heidy Frank
CHRISTOPHER JOHN BRUCE
JUAN PABLO MILITELLO
ANNE-SOPHIE M COLAS
LAURA STECKLER

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · CORAL GABLES, FL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Coral Gables, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORAL GABLES, FL
ACCUMULATOR OPERATIONS LLC · CORAL GABLES, FL
021 INVESTMENTS LLC · MIAMI, FL
VIM WEALTH MANAGEMENT, LLC · CORAL GABLES, FL
CETERA INVESTMENT ADVISERS LLC · Coral Gables, FL
VIM WEALTH MANAGEMENT, LLC · Coral Gables, FL

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