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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2023-03-27
  • ME RA
    APPROVED
    Since 2023-03-27

Branch Locations

Two Portland Sq Ste 700, Portland, ME 04101 • United States

Winslow, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Portland ME 03/2019 Present
Dressbarn Augusta ME 09/2015 05/2020
Southern New Hampshire University Augusta ME 05/2016 05/2018
Thomas College Waterville ME 05/2018 05/2020
  • 03/2019 → Present
    Portland, ME
  • 09/2015 → 05/2020
    Dressbarn
    Augusta, ME
  • 05/2016 → 05/2018
    Southern New Hampshire University
    Augusta, ME
  • 05/2018 → 05/2020
    Thomas College
    Waterville, ME
Other Businesses

Real Estate Ownership; Multi-Family; 31 Halifax St, Apt 1, Winslow, ME, 04901; Not Investment-Related; 07/01/2025.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-14
  • S66 Uniform Combined State Law Examination
    2023-03-14

View on SEC IAPD

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