Derek Brody

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-04-26
MI	RA	APPROVED	2019-07-24

TX RA
APPROVED_RES

Since 2022-04-26
MI RA
APPROVED

Since 2019-07-24

Branch Locations

34901 Woodward Avenue Suite 300, Birmingham, MI 48009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Birmingham	MI	05/2019	Present
Inverness Club	Toledo	OH	12/2012	05/2019
Morgan Stanley Private Bank, N.A.	New York	NY	07/2019	Present

05/2019 → Present

Morgan Stanley Smith Barney Llc

Birmingham, MI
12/2012 → 05/2019

Inverness Club

Toledo, OH
07/2019 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Other Businesses

*596620 - BWG; Investment Related - No; Linden, Michigan; Recreation, Art/Culture; Band Member(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 06/2024; During Business Hours: 0; After Business Hours: 4; Guitar Player

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-07-24

S66 Uniform Combined State Law Examination

2019-07-24

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews