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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-01-20
  • PA RA
    APPROVED
    Since 2021-01-20

Branch Locations

16 Campus Blvd Suite 200, Newtown Square, PA 19073 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Newtown Square PA 03/2019 Present
Mml Investors Services, Llc Newtown Square PA 03/2019 Present
Saint Joseph's University Philadelphia PA 08/2014 08/2018
Familetti Contractors Phoenixville PA 06/2014 12/2018
  • 03/2019 → Present
    Massmutual Life Insurance Co
    Newtown Square, PA
  • 03/2019 → Present
    Newtown Square, PA
  • 08/2014 → 08/2018
    Saint Joseph's University
    Philadelphia, PA
  • 06/2014 → 12/2018
    Familetti Contractors
    Phoenixville, PA
Other Businesses

Name: Alexander Stewart Inv rel: Y Add: 16 Campus Boulevard, Newtown Square, PA 19073 Nature: Individual Life Position: Agent Start date: 05/07/2019 No. HR/MO: 2 No. HR/MO during sec trading: 2

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-01-05
S63 Uniform Securities Agent State Law Examination 2019-09-10
  • S65 Uniform Investment Adviser Law Examination
    2021-01-05
  • S63 Uniform Securities Agent State Law Examination
    2019-09-10

View on SEC IAPD

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