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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-03-03
  • MN RA
    APPROVED
    Since 2023-03-03

Branch Locations

8530 Eagle Point Blvd Ste 125, Lake Elmo, MN 55042 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Edina MN 01/2019 02/2023
Nylife Securities Llc Edina MN 01/2019 02/2023
Tradehome Shoe Stores Inc Cottage Grove MN 06/2001 12/2018
Eagle Strategies Llc Lakeland MN 04/2022 02/2023
Principal Securities, Inc. Lakeland MN 02/2023 Present
Principal Life Insurance Company Lakeland MN 02/2023 Present
Green Guardian Wealth Management Woodbury MN 07/2024 Present
  • 01/2019 → 02/2023
    New York Life Insurance Company
    Edina, MN
  • 01/2019 → 02/2023
    Nylife Securities Llc
    Edina, MN
  • 06/2001 → 12/2018
    Tradehome Shoe Stores Inc
    Cottage Grove, MN
  • 04/2022 → 02/2023
    Lakeland, MN
  • 02/2023 → Present
    Lakeland, MN
  • 02/2023 → Present
    Principal Life Insurance Company
    Lakeland, MN
  • 07/2024 → Present
    Green Guardian Wealth Management
    Woodbury, MN
Previous Registrations
Other Businesses

**INSURANCE POSITION: IAR NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 3 START DATE: 03/01/2023 ADDRESS: 8530 Eagle Point Blvd, Lake Elmo MN 55042, United States DESCRIPTION: Sales and service of outside fixed insurance, including life, annuities, DI, LTC, health and group insurance. **GREEN GUARDIAN WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: Financial planning, insurance and annuities, investments INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/01/2024 ADDRESS: 724 Bielenberg Dr, #131, Woodbury MN 55125, United States DESCRIPTION: I will be working in a full-time capacity position with Jeffrey Riegle & Green Guardian Wealth Management offering financial solutions including, but not limited to, life insurance, annuities (fixed & variable), long-term care solutions, and comprehensive financial planning for our clients. **NGL FUNERAL TRUST INSURANCE POSITION: NGL Funeral Trust Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 07/09/2026 ADDRESS: 8530 Eagle Point Blvd, Suite 125, Lake Elmo MN 55042, United States DESCRIPTION: I would like to be able to service and sell Funeral Insurance, specifically through National Guardian Life (NGL). Principal does not offer this service, and I was instructed to submit an OBA for it.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-03-29
S63 Uniform Securities Agent State Law Examination 2019-12-02
  • S65 Uniform Investment Adviser Law Examination
    2022-03-29
  • S63 Uniform Securities Agent State Law Examination
    2019-12-02
Other Names
  • Anthony Robert Hamburge

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