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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-03-03 |
Branch Locations
8530 Eagle Point Blvd Ste 125, Lake Elmo, MN 55042 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Edina | MN | 01/2019 | 02/2023 |
| Nylife Securities Llc | Edina | MN | 01/2019 | 02/2023 |
| Tradehome Shoe Stores Inc | Cottage Grove | MN | 06/2001 | 12/2018 |
| Eagle Strategies Llc | Lakeland | MN | 04/2022 | 02/2023 |
| Principal Securities, Inc. | Lakeland | MN | 02/2023 | Present |
| Principal Life Insurance Company | Lakeland | MN | 02/2023 | Present |
| Green Guardian Wealth Management | Woodbury | MN | 07/2024 | Present |
**INSURANCE POSITION: IAR NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 3 START DATE: 03/01/2023 ADDRESS: 8530 Eagle Point Blvd, Lake Elmo MN 55042, United States DESCRIPTION: Sales and service of outside fixed insurance, including life, annuities, DI, LTC, health and group insurance. **GREEN GUARDIAN WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: Financial planning, insurance and annuities, investments INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/01/2024 ADDRESS: 724 Bielenberg Dr, #131, Woodbury MN 55125, United States DESCRIPTION: I will be working in a full-time capacity position with Jeffrey Riegle & Green Guardian Wealth Management offering financial solutions including, but not limited to, life insurance, annuities (fixed & variable), long-term care solutions, and comprehensive financial planning for our clients. **NGL FUNERAL TRUST INSURANCE POSITION: NGL Funeral Trust Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 07/09/2026 ADDRESS: 8530 Eagle Point Blvd, Suite 125, Lake Elmo MN 55042, United States DESCRIPTION: I would like to be able to service and sell Funeral Insurance, specifically through National Guardian Life (NGL). Principal does not offer this service, and I was instructed to submit an OBA for it.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 2019-12-02 |
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