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303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-07-14 |
Branch Locations
515 E Las Olas Blvd Fl 7, Fort Lauderdale, FL 33301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Plantation | FL | 07/2015 | 07/2026 |
| Wells Fargo Clearing Services, Llc | Plantation | FL | 03/2019 | 07/2026 |
| Truist Investment Services, Inc. | Ft Lauderdale | FL | 07/2026 | Present |
| Truist Advisory Services, Inc. | Ft. Lauderdale | FL | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 2019-07-09 |
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