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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-11-25
ND RA APPROVED 2025-10-31
GA RA APPROVED 2025-10-22
NE RA APPROVED 2025-10-22
VI RA APPROVED 2025-10-22
AL RA APPROVED 2025-10-21
AK RA APPROVED 2025-10-21
DE RA APPROVED 2025-10-21
IA RA APPROVED 2025-10-21
KS RA APPROVED 2025-10-21
LA RA APPROVED 2025-10-21
ME RA APPROVED 2025-10-21
MD RA APPROVED 2025-10-21
MN RA APPROVED 2025-10-21
MT RA APPROVED 2025-10-21
NM RA APPROVED 2025-10-21
NC RA APPROVED 2025-10-21
PR RA APPROVED 2025-10-21
TX RA APPROVED 2025-10-21
UT RA APPROVED 2025-10-21
NY RA APPROVED 2025-06-02
  • DC RA
    APPROVED
    Since 2025-11-25
  • ND RA
    APPROVED
    Since 2025-10-31
  • GA RA
    APPROVED
    Since 2025-10-22
  • NE RA
    APPROVED
    Since 2025-10-22
  • VI RA
    APPROVED
    Since 2025-10-22
  • AL RA
    APPROVED
    Since 2025-10-21
  • AK RA
    APPROVED
    Since 2025-10-21
  • DE RA
    APPROVED
    Since 2025-10-21
  • IA RA
    APPROVED
    Since 2025-10-21
  • KS RA
    APPROVED
    Since 2025-10-21
  • LA RA
    APPROVED
    Since 2025-10-21
  • ME RA
    APPROVED
    Since 2025-10-21
  • MD RA
    APPROVED
    Since 2025-10-21
  • MN RA
    APPROVED
    Since 2025-10-21
  • MT RA
    APPROVED
    Since 2025-10-21
  • NM RA
    APPROVED
    Since 2025-10-21
  • NC RA
    APPROVED
    Since 2025-10-21
  • PR RA
    APPROVED
    Since 2025-10-21
  • TX RA
    APPROVED
    Since 2025-10-21
  • UT RA
    APPROVED
    Since 2025-10-21
  • NY RA
    APPROVED
    Since 2025-06-02

Branch Locations

239 Van Rensselaer Street Floor 2, Buffalo, NY 14210 • United States

Cheektowaga, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa N.A. Depew NY 06/2010 Present
Hsbc Securities Usa Inc Depew NY 03/2019 01/2020
Hsbc Securities (Usa) Inc. Depew NY 01/2022 Present
  • 06/2010 → Present
    Hsbc Bank Usa N.A.
    Depew, NY
  • 03/2019 → 01/2020
    Hsbc Securities Usa Inc
    Depew, NY
  • 01/2022 → Present
    Depew, NY
Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-02
S63 Uniform Securities Agent State Law Examination 2022-05-13
  • S66 Uniform Combined State Law Examination
    2025-06-02
  • S63 Uniform Securities Agent State Law Examination
    2022-05-13
Other Names
  • James L Krieger
  • James Ludwig Krieger

View on SEC IAPD

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