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Erin Rose Sullivan

Ameriprise Financial Services, LLC

Concord, MA

Purchase, NY

Sandwich, MA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-07-07
NY RA APPROVED 2021-03-25
  • NJ RA
    APPROVED
    Since 2022-07-07
  • NY RA
    APPROVED
    Since 2021-03-25

Branch Locations

33 Bedford St 2Nd Flr, Concord, MA 01742 • United States

2900 Westchester Ave Ste 300, Purchase, NY 10577-2551 • United States

Sandwich, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc Concord MA 03/2019 03/2020
Newburyport Five Cent Savings Bank Newburyport MA 10/2018 03/2019
Donahue's Fish Market Plaistow NH 06/2016 10/2018
Ameriprise Financial Services, Llc Purchase NY 03/2020 Present
  • 03/2019 → 03/2020
    Ameriprise Financial Services, Inc
    Concord, MA
  • 10/2018 → 03/2019
    Newburyport Five Cent Savings Bank
    Newburyport, MA
  • 06/2016 → 10/2018
    Donahue's Fish Market
    Plaistow, NH
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Purchase, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-20
  • S66 Uniform Combined State Law Examination
    2021-03-20

View on SEC IAPD

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