Richard Lee Toelle

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → 11/2018
  Wells Fargo Financial Network
  Columbus, GA
• 11/2018 → Present
  Raymond James Financial Services, Inc.
  Columbus, GA
• 11/2018 → Present
  Raymond James Financial Services Advisors, Inc.
  Columbus, GA

Previous Registrations

• 2009-04-29 → 2018-11-05
  Wells Fargo Advisors Financial Network, Llc
  Columbus, GA
• 1999-02-18 → 2009-04-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Columbus, GA
  Columbus, GA

Other Businesses

(1)Name of Business: Cape Barbados, LLC Address: 1 Lismore Ct, Columbus, GA, 31904, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 11/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Property will be managed by a Property Management Company...my responsibilities will be to authorize maintenance/repair expenditures as needed. (2) Name of Business: Comprehensive Wealth Management, LLC Address: 1 Bradley Park Court Suite C, Columbus, GA, 31904, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: Yes Start Date: 02/01/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: President, Member (2) Name of Business: Southeast Private Wealth, LLC Address: 1 Bradley Park Court Suite C, Columbus, GA, 31904, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 11/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Managing Partner, Member

Exams

• S66 Uniform Combined State Law Examination
  1998-12-02

Designations

• Certified Financial Planner

Other Names

• Rick Toelle
• Richard Lee Toelle