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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-06-03
  • MD RA
    APPROVED
    Since 2025-06-03

Branch Locations

9505 Reisterstown Rd. Ste 3 Ne, Owings Mills, MD 21117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Clarkson University Potsdam NY 08/2016 05/2017
Ausable Valley Central School Clintonville NY 05/2017 06/2017
Town Of Ausable Keeseville NY 05/2017 08/2017
Pizza Hut Plattsburgh NY 06/2017 12/2017
Clarkson University Potsdam NY 08/2017 01/2018
Clarkson University Potsdam NY 01/2018 05/2018
Town Of Ausable Keeseville NY 05/2018 08/2018
University Of Leicester Leicester 08/2018 01/2019
Clarkson University Potsdam NY 01/2019 05/2019
Northwestern Mutual Syracuse NY 03/2019 10/2019
Clarkson University Potsdam NY 09/2019 05/2020
Unemployed N/A XX 05/2020 03/2021
Ayco/Goldman Sachs Cohoes NY 03/2021 06/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Towson MD 06/2022 06/2025
Bank Of America, N.A. Towson MD 04/2024 06/2025
Lpl Financial Owings Mills MD 06/2025 Present
  • 08/2016 → 05/2017
    Clarkson University
    Potsdam, NY
  • 05/2017 → 06/2017
    Ausable Valley Central School
    Clintonville, NY
  • 05/2017 → 08/2017
    Town Of Ausable
    Keeseville, NY
  • 06/2017 → 12/2017
    Pizza Hut
    Plattsburgh, NY
  • 08/2017 → 01/2018
    Clarkson University
    Potsdam, NY
  • 01/2018 → 05/2018
    Clarkson University
    Potsdam, NY
  • 05/2018 → 08/2018
    Town Of Ausable
    Keeseville, NY
  • 08/2018 → 01/2019
    University Of Leicester
    Leicester
  • 01/2019 → 05/2019
    Clarkson University
    Potsdam, NY
  • 03/2019 → 10/2019
    Northwestern Mutual
    Syracuse, NY
  • 09/2019 → 05/2020
    Clarkson University
    Potsdam, NY
  • 05/2020 → 03/2021
    Unemployed
    N/A, XX
  • 03/2021 → 06/2022
    Ayco/Goldman Sachs
    Cohoes, NY
  • 06/2022 → 06/2025
    Towson, MD
  • 04/2024 → 06/2025
    Bank Of America, N.A.
    Towson, MD
  • 06/2025 → Present
    Lpl Financial
    Owings Mills, MD
Previous Registrations
Other Businesses

1. 06/03/2025 - N/A - Notary - Investment Related - Owings Mills, MD 21117 - Start Date: 06/12/2025 - 0 Hrs/Mth - 0 Hrs During Trading. -  Time Spent: 0 2. 06/03/2025 - Garrison Forest Advisory Group - DBA for LPL Business (entity for LPL business) - Investment Related - Owings Mills, MD 21117 - Start Date:06/12/2025 - 160 Hrs/Mth - 6-8 Hrs During Trading. -  Time Spent: 100 3) 07/30/2025 - CRUMP - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:07/29/2025 - 5 Hrs/Mth - 5 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-01
S63 Uniform Securities Agent State Law Examination 2021-06-18
  • S66 Uniform Combined State Law Examination
    2022-11-01
  • S63 Uniform Securities Agent State Law Examination
    2021-06-18

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