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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-06-03 |
Branch Locations
9505 Reisterstown Rd. Ste 3 Ne, Owings Mills, MD 21117 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Clarkson University | Potsdam | NY | 08/2016 | 05/2017 |
| Ausable Valley Central School | Clintonville | NY | 05/2017 | 06/2017 |
| Town Of Ausable | Keeseville | NY | 05/2017 | 08/2017 |
| Pizza Hut | Plattsburgh | NY | 06/2017 | 12/2017 |
| Clarkson University | Potsdam | NY | 08/2017 | 01/2018 |
| Clarkson University | Potsdam | NY | 01/2018 | 05/2018 |
| Town Of Ausable | Keeseville | NY | 05/2018 | 08/2018 |
| University Of Leicester | Leicester | 08/2018 | 01/2019 | |
| Clarkson University | Potsdam | NY | 01/2019 | 05/2019 |
| Northwestern Mutual | Syracuse | NY | 03/2019 | 10/2019 |
| Clarkson University | Potsdam | NY | 09/2019 | 05/2020 |
| Unemployed | N/A | XX | 05/2020 | 03/2021 |
| Ayco/Goldman Sachs | Cohoes | NY | 03/2021 | 06/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Towson | MD | 06/2022 | 06/2025 |
| Bank Of America, N.A. | Towson | MD | 04/2024 | 06/2025 |
| Lpl Financial | Owings Mills | MD | 06/2025 | Present |
1. 06/03/2025 - N/A - Notary - Investment Related - Owings Mills, MD 21117 - Start Date: 06/12/2025 - 0 Hrs/Mth - 0 Hrs During Trading. - Time Spent: 0 2. 06/03/2025 - Garrison Forest Advisory Group - DBA for LPL Business (entity for LPL business) - Investment Related - Owings Mills, MD 21117 - Start Date:06/12/2025 - 160 Hrs/Mth - 6-8 Hrs During Trading. - Time Spent: 100 3) 07/30/2025 - CRUMP - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:07/29/2025 - 5 Hrs/Mth - 5 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 2021-06-18 |
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