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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-03-19 |
| CA | RA | APPROVED | 2020-11-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northrop Grumman | Baltimore | MD | 06/2012 | 02/2019 |
| Asset Management Group | Chico | CA | 02/2019 | Present |
| Lpl Financial, Llc | Chico | CA | 03/2019 | Present |
1. 07/15/2020 - ASSET MANAGEMENT GROUP/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ CHICO, CA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-06 |
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