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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-12-17 |
| CT | RA | APPROVED | 2024-08-19 |
Branch Locations
9 Elm St, Vernon, CT 06066 • United States
Southington, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Private Client Wealth Llc | Cherry Hill | NJ | 03/2019 | 05/2021 |
| Td Bank N.A. | Bensalem | PA | 02/2016 | 01/2019 |
| Td Bank N.A. | Cherry Hill | NJ | 01/2019 | 05/2021 |
| Rbc Capital Markets, Llc | Farmington | CT | 05/2021 | 11/2023 |
| Thrivent Investment Management Inc. | Vernon | CT | 08/2024 | Present |
| Voya Financial Partners, Llc | Windsor | CT | 11/2023 | 08/2024 |
| Thrivent Financial | Appleton | WI | 09/2024 | 01/2025 |
| Thrivent Financial | Appleton | WI | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-28 |
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