Best Investors Account Sign in

Nicole Theresa Forzano

Osaic Wealth, Inc.

Milford, CT

Claim This Profile
Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-11-03
  • CT RA
    APPROVED
    Since 2023-11-03

Branch Locations

57 Plains Road Unit 32, Milford, CT 06461 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Apex Mixed Martial Arts Tucson AZ 09/2008 Present
Independent Financial Consulting Tucson AZ 11/2019 Present
Osaic Wealth, Inc. Milford CT 11/2023 Present
  • 09/2008 → Present
    Apex Mixed Martial Arts
    Tucson, AZ
  • 11/2019 → Present
    Independent Financial Consulting
    Tucson, AZ
  • 11/2023 → Present
    Milford, CT
Previous Registrations
  • 2019-11-15 → 2023-11-03
    Fsc Securities Corporation
    Milford, CT
Other Businesses

1) NICOLE RIVERA - TAX POSITION: TAX PREPARER NATURE: SOLE PROP INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 01/01/2017 ADDRESS: 4627 N SILVERBELL RD, TUCSON AZ 85745, United States DESCRIPTION: Tax preparation 2) NICOLE RIVERA POSITION: INSURANCE AGENT NATURE: SOLE PROP INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2020 ADDRESS: 4627 N SILVERBELL RD, TUCSON AZ 85745, United States DESCRIPTION: NOT YET ACTIVE AS INSURANCE AGENT 3) INDEPENDENT FINANCIAL CONSULTING, INC. POSITION: Registered Assistant NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/01/2020 ADDRESS: 57 Plains Rd, Unit 32, Milford CT 06461, United States DESCRIPTION: Training and studying for exams 4) BERRY BEST PHLEBOTOMY TRAINING, LLC POSITION: ADVERTISING ASSISTANCE NATURE: MEDICAL LAB TECHNICIAN TRAINING INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 12 START DATE: 11/12/2024 ADDRESS: 32 W 2ND ST 108, TUCSON AZ 85705, United States DESCRIPTION: ASSISTING WITH ADVERTISING AND OUTREACH TO ENROLL NEW STUDENTS IN LAB TECH TRAINING PROGRAM 5) NICOLE FORZANO - STR POSITION: OWNER MANAGER NATURE: SOLE PROPRIETORSHIP INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 11/30/2025 ADDRESS: 4627 North Silverbell Road, 0, tucson AZ 85745, United States DESCRIPTION: PART-TIME OWNER-OCCUPIED SHORT-TERM RENTAL OF RESIDENCE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-14
  • S66 Uniform Combined State Law Examination
    2019-11-14
Other Names
  • Nicole Theresa Forzano
  • Nicole Theresa Rivera

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Milford, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor