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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-11-10
  • MA RA
    APPROVED
    Since 2021-11-10

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Beverly, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Empower Retirement Andover MA 03/2019 Present
First Guaranty Mortgage Corp Beverly MA 03/2016 02/2019
  • 03/2019 → Present
    Empower Retirement
    Andover, MA
  • 03/2016 → 02/2019
    First Guaranty Mortgage Corp
    Beverly, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-30
S63 Uniform Securities Agent State Law Examination 2019-05-01
  • S66 Uniform Combined State Law Examination
    2021-09-30
  • S63 Uniform Securities Agent State Law Examination
    2019-05-01

View on SEC IAPD

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