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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-04-27 |
| TX | RA | APPROVED | 2021-04-27 |
Branch Locations
80 Washington Street Building J, Norwell, MA 02061 • United States
Marshfield, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| State Street Global Advisors Trust Company | Boston | MA | 02/2019 | 02/2021 |
| State Street Global Advisors Funds Distributors, Llc | Boston | MA | 02/2019 | 02/2021 |
| State Street Bank | Boston | MA | 08/2016 | 02/2019 |
| Rbc Capital Markets, Llc | Norwell | MA | 02/2021 | Present |
| City National Bank | Norwell | MA | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 2018-12-03 |
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