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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-19 |
| KY | RA | APPROVED | 2019-07-03 |
Branch Locations
238 2Nd Street, Henderson, KY 42420 • United States
Henderson, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Evansville Teachers Fcu | Henderson | KY | 11/2011 | 03/2019 |
| Ameriprise Financial Services, Inc | Henderson | KY | 03/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Henderson | KY | 03/2020 | Present |
Outside Employment; Live Music; Musician - Live Entertainment; ; 876 Hwy 416 W, , Henderson, KY, 42420; Not Investment-Related; 10/01/2018; 10 to 19 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-25 |
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