Ally Chiayin Li

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2017 → 01/2022
  Wells Fargo Bank, Na
  West Covina, CA
• 03/2019 → 01/2022
  Wellls Fargo Clearing Services, Llc
  West Covina, CA
• 11/2016 → 01/2017
  Unemployment
  Diamond Bar, CA
• 10/2015 → 10/2016
  Founders Veterinary Clinic
  Brea, CA
• 02/2022 → 10/2022
  J.P. Morgan Securities Llc
  Diamond Bar, CA
• 02/2022 → 10/2022
  Jp Morgan Chase Bank, N.A.
  Diamond Bar, CA
• 11/2022 → Present
  Wells Fargo Clearing Services, Llc
  Hacienda Heights, CA
• 11/2022 → Present
  Wells Fargo Bank, Na
  Hacienda Heights, CA

Previous Registrations

• 2022-02-16 → 2022-10-26
  J.P. Morgan Securities Llc
  Diamond Bar, CA
• 2021-12-02 → 2022-02-02
  Wells Fargo Clearing Services, Llc
  Rowland Heights, CA
  Pasadena, CA
  West Covina, CA

Exams

• S66 Uniform Combined State Law Examination
  2021-12-01
• S63 Uniform Securities Agent State Law Examination
  2019-06-17

Other Names

• Chia Yin Li
• Chia Yin Hsieh
• Ally Li
• Chiayin Li
• Chiayin Yin Li
• Ally Chia Yin Li