Sandra Dalene Johnson

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 09/2019
  Axa Advisors, Llc
  New York, NY
• 09/2019 → Present
  Sagepoint Financial
  Phoenix, AZ

Previous Registrations

• 2019-09-17 → 2023-09-01
  Osaic Services, Inc.
  Scottsdale, AZ
• 2016-03-08 → 2019-03-18
  Equitable Advisors, Llc
  Tampa, FL
  Minneapolis, MN
  Cincinnati, OH

Other Businesses

1. SANDRA JOHNSON, POA FOR DELORES PETERSON POSITION: Power of Attorney NATURE: Financial Power or Attorney for Delores Peterson (Mother in law who lives with me and my husband (her son)) INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/02/2023 ADDRESS: 3727 Powner Road, Cincinnati OH 45248, United States DESCRIPTION: Oversee financial matters for my Mother-in-law, Delores Peterson, who lives with me and my husband (her son))

Exams

• S66 Uniform Combined State Law Examination
  1999-12-27

Other Names

• Sandra Dalene Ruffing
• Sandra Dalene Harlan
• Sandra Dalene Harlan